This video is about new SEC actions for alleged violation of books, records, accountants, and internal controls requirements – issues and opportunities.

Blog posts and videos emphasizing new developments, people’s actions, the crossover in legal, risk, governance, business, accounting and other topic areas, and what it means.  Please follow this blog by clicking “Follow” to the left, and you can find my LinkedIn, Twitter and other connections by clicking on the “About This Blog, Me, And My Connections” link above and to the left.  I also expect that with some recent upgrades and changes in my studio I will be moving toward color backgrounds, and then eventually to green screen and other enhancements which I have been experimenting with for a while.  Enjoy. Dave Tate, Esq.